Pui Chi Lyon Lo
盧佩芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chi Lyon Lo (盧佩芝), a licensed former licensee with CE reference AAF036. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-19 | 2017-02-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-21 | 2015-06-04 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-12 | 2008-08-01 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-23 | 2004-03-31 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2004-02-20 | 2008-04-14 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2004-02-20 | 2008-04-14 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-20 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |