Kwok Wah Kwan
關國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Kwan (關國華), a licensed Representative with CE reference AAF937. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-31 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-31 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2021-03-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-03 | 2021-03-10 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-08 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-07-08 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2003-07-08 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-07-08 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2003-07-08 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2003-07-08 |