Sheung Kwong Wong
王湘江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Kwong Wong (王湘江), a licensed former licensee with CE reference AAK440. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-07 | 2012-11-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-07 | 2012-11-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2012-03-07 | 2012-11-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-18 | 2012-03-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-18 | 2012-03-01 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-18 | 2012-03-01 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-10-31 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 4 — Advising on securities | present | 2011-10-31 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-10-31 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 9 — Asset management | present | 2011-10-31 |