Wai Hong Chan
陳惠康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong Chan (陳惠康), a licensed former licensee with CE reference AAK835. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2020-04-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-05 | 2009-11-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-10-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-22 |