Lap Tak Yew
姚立德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Tak Yew (姚立德), a licensed former licensee with CE reference AAV466. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-29 | 2024-02-01 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-29 | 2024-02-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-21 | 2012-05-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-21 | 2012-05-25 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-03-23 | 2007-08-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-24 | 2007-08-03 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-24 | 2007-08-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-11 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-26 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-26 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-26 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-26 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-26 |