Wing Ping To
涂榮萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ping To (涂榮萍), a licensed former licensee with CE reference ABD429. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | 2023-06-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-21 | 2021-03-04 |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-08 | 2020-08-03 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-08 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-02 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-02 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 |
Rep | Type 9 — Asset management | present | 2003-06-02 |