Teresa Hill Tot Lee
李曉彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teresa Hill Tot Lee (李曉彤), a licensed former licensee with CE reference ABE865. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2018-08-27 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-17 | 2015-09-11 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-04-18 | 2013-08-01 |
| Virtu ITG Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2004-01-02 | 2012-12-31 |
| Virtu ITG Hong Kong Limited |
RO | Type 7 — Providing automated trading services | 2004-01-02 | 2012-12-31 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-31 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-02 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
RO | Type 9 — Asset management | present | 2004-01-02 |