Kam Sang Yuen
袁錦生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Sang Yuen (袁錦生), a licensed former licensee with CE reference ABF227. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-09 | 2006-04-01 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-17 | 2005-11-24 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-17 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-17 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-17 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-07-17 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-17 |