Mark Man Wai Chan
陳孟為
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Man Wai Chan (陳孟為), a licensed former licensee with CE reference ABR486. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-13 | 2017-04-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-21 | 2017-04-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-21 | 2017-04-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-29 | 2007-06-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-26 | 2007-06-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-24 | 2004-10-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-27 | 2003-11-24 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-27 | 2004-10-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-27 | 2003-11-24 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-04-09 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-04-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-04-09 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-04-09 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-04-09 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-04-09 |