Erick Leonardo Ng
吳泳洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erick Leonardo Ng (吳泳洪), a licensed Representative with CE reference ABS050. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-22 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-17 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-09 | 2017-02-12 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-09 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-09 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-09 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-09 |