Chi Fu Lam
林志富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Fu Lam (林志富), a licensed Responsible Officer with CE reference ABS052. Currently licensed at 1 firm(s): Monmonkey Group Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-24 | present |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-24 | present |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-18 | 2019-05-24 |
| Monmonkey Group Securities Limited 大聖證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2019-05-24 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-06 | 2018-12-31 |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-06 | 2018-12-31 |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-14 | 2018-12-31 |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-06 | 2016-12-15 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2013-10-15 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-28 | 2013-10-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-11 | 2013-07-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-11 | 2013-07-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-11 | 2013-07-01 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-10 | 2007-05-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-04 | 2007-05-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-21 | 2007-05-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-21 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |