Diana Pui Kwan Ho
何佩君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Pui Kwan Ho (何佩君), a licensed former licensee with CE reference ABY481. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-23 | 2022-01-31 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-04 | 2017-09-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2011-10-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2011-10-18 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |