Kam Pong Lau
劉錦邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Pong Lau (劉錦邦), a licensed Responsible Officer with CE reference ACA472. Currently licensed at 1 firm(s): LiZen Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LiZen Asset Management Limited 理正資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-04 | present |
| LiZen Asset Management Limited 理正資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-04 | present |
| HK Cai Fu Ju Asset Management Limited 香港財富聚資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-04 | 2018-07-31 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-18 | 2017-04-19 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-18 | 2017-04-19 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-09-01 | 2015-12-22 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-01 | 2015-12-22 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
RO | Type 9 — Asset management | 2015-03-27 | 2015-08-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-26 | 2015-03-11 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-26 | 2015-03-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2012-03-17 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-01-28 | 2012-03-17 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-10-19 | 2012-03-17 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-18 | 2010-10-19 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2009-12-30 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-25 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-25 |