Anthony Kai Yin Ho
何啟賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Kai Yin Ho (何啟賢), a licensed former licensee with CE reference ACD876. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-07-07 | 2022-09-23 |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-07-07 | 2022-09-23 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-02-05 | 2019-05-08 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-02-05 | 2019-05-08 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-29 | 2018-02-05 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-29 | 2018-02-05 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-07 | 2017-05-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2015-12-07 | 2017-05-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2015-12-07 | 2017-05-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-23 | 2015-12-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-23 | 2015-12-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-10-23 | 2015-12-07 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-15 | 2015-09-22 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-12-15 | 2015-09-22 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-12-15 | 2015-09-22 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-15 | 2014-12-15 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-15 | 2014-12-15 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-10-15 | 2014-12-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-28 | 2014-09-13 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-03-28 | 2014-09-13 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2013-03-28 | 2014-09-13 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-10-12 | 2013-01-02 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 9 — Asset management | 2009-10-12 | 2013-01-02 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-24 | 2009-10-12 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-09-24 | 2009-10-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2009-08-28 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-17 | 2009-08-28 |
| FIL Investment Advisors | Rep | Type 5 — Advising on futures contracts | 2006-07-17 | 2009-01-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-08-28 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | present | 2009-01-01 |
| FIL Investment Advisors | Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2009-08-28 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | present | 2009-01-01 |