Nicholas Kwan Chak Law
羅君澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Kwan Chak Law (羅君澤), a licensed former licensee with CE reference ACI771. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-31 | 2021-04-09 |
| Giga (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-11-16 | 2009-12-11 |
| Giga (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-11-16 | 2009-12-11 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-17 | 2006-11-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-23 | 2004-12-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2004-09-23 | 2004-12-03 |