Ying Ho Yuen
袁英豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Ho Yuen (袁英豪), a licensed Responsible Officer with CE reference ACK266. Currently licensed at 5 firm(s): Planetree Securities Limited, Planetree Futures Limited, Planetree Research Limited, Planetree Discount Lending Limited, Planetree Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 7 — Providing automated trading services; Type 8 — Securities margin financing; Type 9 — Asset management. Total licence records on file: 56.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Providing automated trading services →More firms doing Securities margin financing →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-14 | present |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-10-14 | present |
| Planetree Research Limited | RO | Type 4 — Advising on securities | 2025-10-14 | present |
| Planetree Research Limited | RO | Type 5 — Advising on futures contracts | 2025-10-14 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 7 — Providing automated trading services | 2025-10-14 | present |
| Planetree Discount Lending Limited | RO | Type 8 — Securities margin financing | 2025-10-14 | present |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2025-10-14 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2025-06-03 | present |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-09 | 2025-05-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 — Advising on securities | 2024-07-09 | 2025-05-31 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 — Asset management | 2024-07-09 | 2025-05-31 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-23 | 2024-07-09 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-23 | 2024-07-09 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 9 — Asset management | 2024-05-23 | 2024-07-09 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-31 | 2023-11-12 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-10-31 | 2023-11-12 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2023-10-31 | 2023-11-12 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 4 — Advising on securities | 2023-10-31 | 2023-11-12 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 9 — Asset management | 2023-10-31 | 2023-11-12 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-04 | 2023-10-31 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-04 | 2023-10-31 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2023-10-04 | 2023-10-31 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-04 | 2023-10-31 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 9 — Asset management | 2023-10-04 | 2023-10-31 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-16 | 2023-08-18 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-16 | 2023-08-18 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-09-16 | 2023-08-18 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-09-16 | 2023-08-18 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 4 — Advising on securities | 2022-09-16 | 2023-08-18 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-09-16 | 2023-08-18 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 9 — Asset management | 2022-09-16 | 2023-08-18 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-26 | 2022-09-16 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-26 | 2022-09-16 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-26 | 2022-09-16 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-26 | 2022-09-16 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-26 | 2022-09-16 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-08-26 | 2022-09-16 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-08-26 | 2022-09-16 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-02 | 2022-05-13 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-08-02 | 2022-05-13 |
| I-Access Investors Limited 一通投資者有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2021-04-12 | 2022-05-13 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-06 | 2020-01-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-28 | 2020-01-15 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-28 | 2020-01-15 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2015-03-09 | 2020-01-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-28 | 2017-09-28 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-28 | 2017-09-28 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-02-28 | 2015-03-09 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-21 | 2013-12-13 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-08-27 | 2013-12-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-30 | 2013-12-13 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-09 | 2013-12-13 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-05 | 2007-12-17 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-05-13 | 2007-12-17 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-08-04 | 2004-08-19 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-07-31 |