Winnie Po Yi Ho
何寶沂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Po Yi Ho (何寶沂), a licensed Representative with CE reference ACL074. Currently licensed at 2 firm(s): Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-19 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-19 | present |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-13 | 2017-04-25 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-25 | 2005-10-13 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-05 | 2005-05-25 |
| Shun Loong Capital Limited 順隆融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-09 | 2005-03-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-17 | 2004-10-05 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-17 | 2010-04-12 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-17 | 2004-09-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-07-17 | 2004-09-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-17 | 2004-06-09 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-07-17 | 2004-09-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | 2003-07-17 | 2005-01-13 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-12 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-12 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-12 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-12 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-12 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-12 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-12 |