To Fung
馮濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Fung (馮濤), a licensed former licensee with CE reference ACL348. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-13 | 2014-05-30 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2012-03-22 | 2012-07-01 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2012-03-22 | 2012-07-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-03-03 | 2008-11-21 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-22 | 2008-11-21 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-04 | 2005-01-17 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-04 | 2004-06-25 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-07-04 | 2004-06-25 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-24 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2003-06-20 |