Kai Wai Kwok
郝繼偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wai Kwok (郝繼偉), a licensed former licensee with CE reference ACL567. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-11-14 | 2026-04-15 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-11-14 | 2026-04-15 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-22 | 2024-10-21 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-07 | 2022-12-22 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-02-01 | 2025-09-16 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-02-01 | 2025-09-16 |
| China Times Securities Limited 中辰證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-17 | 2018-10-04 |
| China Times Securities Limited 中辰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2018-08-29 |
| China Times Securities Limited 中辰證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-04 | 2018-07-17 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-31 | 2018-03-16 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-31 | 2018-03-16 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2017-10-01 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-24 | 2017-10-01 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-09 | 2017-07-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-13 | 2017-05-31 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-13 | 2017-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-11 | 2010-07-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-12-07 | 2010-07-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-11 | 2010-07-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-11 | 2010-07-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-06-11 | 2010-07-01 |