David Gordon Nimmo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Gordon Nimmo ( ), a licensed former licensee with CE reference ACN424. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Execution Noble (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-03-07 | 2008-11-04 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-21 | 2006-07-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-21 | 2005-03-11 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-01-21 | 2006-07-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-06-12 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-06-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-12 |