Kin Pong Suen
孫建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pong Suen (孫建邦), a licensed Responsible Officer with CE reference ACO272. Currently licensed at 1 firm(s): Excellence Capital International Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excellence Capital International Limited 億陞智資本國際有限公司 |
RO | Type 4 — Advising on securities | 2025-03-04 | present |
| Excellence Capital International Limited 億陞智資本國際有限公司 |
RO | Type 9 — Asset management | 2025-03-04 | present |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-16 | 2025-01-31 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-16 | 2025-01-31 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-17 | 2020-04-01 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-23 | 2018-06-27 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-06 | 2017-10-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-26 | 2016-12-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-26 | 2016-12-29 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-21 | 2014-06-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2014-06-16 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2014-06-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-18 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-18 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-18 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-18 |