Bruce Wook Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Wook Han ( ), a licensed former licensee with CE reference ACO279. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2018-02-28 | 2018-11-21 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-29 | 2018-11-21 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-29 | 2018-11-21 |
| LCA Solutions Limited | Rep | Type 1 — Dealing in securities | 2017-04-10 | 2017-12-12 |
| LCA Solutions Limited | Rep | Type 4 — Advising on securities | 2017-04-10 | 2017-12-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-10-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-04-27 | 2010-10-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-04-27 | 2010-08-20 |
| Countrywide Capital Markets Asia (H.K.) Limited |
Rep | Type 1 — Dealing in securities | 2007-02-07 | 2008-02-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-11-04 | 2006-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2005-11-04 | 2006-07-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-11-04 | 2006-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2005-11-04 | 2006-07-04 |