Kenneth Kar King Ip
葉家敬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kar King Ip (葉家敬), a licensed former licensee with CE reference ACP180. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-21 | 2019-04-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-16 | 2019-04-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-16 | 2019-04-04 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-08 | 2012-12-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-28 | 2011-04-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-28 | 2011-04-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2008-09-27 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2007-08-13 | 2008-09-27 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-09-27 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-21 |