Doris Wing Man Sun
辛頴敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Wing Man Sun (辛頴敏), a licensed former licensee with CE reference ACQ917. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EverShine International Securities Limited 永盛國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-03 | 2019-03-15 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-28 | 2017-03-27 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-28 | 2017-03-27 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-08 | 2016-02-26 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-22 | 2016-02-26 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-22 | 2016-02-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-24 | 2015-06-15 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2014-03-24 | 2015-06-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-24 | 2015-06-15 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2014-03-24 | 2015-06-15 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2009-06-15 | 2009-10-09 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-13 | 2009-03-02 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-13 | 2009-03-02 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-13 | 2009-03-02 |