Shui Key Yip
葉紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Key Yip (葉紹基), a licensed former licensee with CE reference ACS410. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-06 | 2023-06-27 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-06 | 2023-06-27 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-06 | 2023-06-27 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-06 | 2023-06-27 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-06 | 2023-06-27 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-12-06 | 2023-06-27 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-12-06 | 2023-06-27 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-17 | 2020-08-14 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-17 | 2020-09-25 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-03-17 | 2020-09-25 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2020-03-17 | 2020-09-25 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-29 | 2018-09-04 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-09-29 | 2018-09-04 |
| MLB Asset Management Limited |
Rep | Type 9 — Asset management | 2016-10-14 | 2017-01-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-31 | 2012-09-19 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-31 | 2012-09-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-31 | 2012-09-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-20 | 2009-08-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-20 | 2009-08-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-20 | 2009-08-01 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-11 | 2005-11-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-08-11 | 2005-11-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 9 — Asset management | 2004-08-11 | 2005-11-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-11-18 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2006-05-08 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 9 — Asset management | present | 2005-11-18 |