Tat Chi Chan
陳達智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Chi Chan (陳達智), a licensed former licensee with CE reference ACW749. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-08 | 2024-12-30 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-08 | 2024-12-30 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-04 | 2008-04-01 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-04 | 2008-04-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-18 | 2004-11-01 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-18 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-18 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |