Ching Shan Yip
葉青山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Shan Yip (葉青山), a licensed Representative with CE reference ACZ125. Currently licensed at 2 firm(s): SDIC Securities (Hong Kong) Limited, SDIC Securities Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-17 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-11 | 2024-01-18 |
| iBest Consultants Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-31 | 2014-08-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2009-10-12 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2008-06-13 | 2014-08-28 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2008-01-15 | 2014-08-28 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2008-01-15 | 2014-08-28 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-03 | 2008-01-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-21 | 2008-01-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-17 | 2008-01-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-10-17 | 2008-01-01 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-29 | 2006-08-25 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-12-29 | 2006-08-25 |
| China Finance Holdings Limited 中港金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-24 | 2006-08-25 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2005-07-28 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-01 | 2005-07-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-09 | 2005-06-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-19 | 2005-07-28 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-08-19 | 2005-07-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-09 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-28 |