Jonathan Roy Hodgson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Roy Hodgson ( ), a licensed former licensee with CE reference ADB785. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-02-08 | 2018-06-07 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-02-08 | 2018-06-07 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2013-10-18 | 2014-12-11 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-05-18 | 2012-10-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-06 | 2010-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-06 | 2010-11-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2008-10-13 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2010-11-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-11-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-03 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | present | 2008-10-13 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2008-10-13 |