Kenny Chi Yip Tam
譚梓業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Chi Yip Tam (譚梓業), a licensed former licensee with CE reference ADH089. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-18 | 2021-01-28 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | 2023-11-30 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-07 | 2023-11-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2014-06-24 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-29 | 2014-06-24 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-29 | 2014-06-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-27 | 2012-10-19 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-17 | 2012-10-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2012-10-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-26 | 2006-09-01 |