Timothy David Lucas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy David Lucas ( ), a licensed former licensee with CE reference ADK334. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-01-14 | 2014-05-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-14 | 2009-07-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-08 | 2014-05-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2006-02-08 | 2010-01-15 |