Wai Fat (SFC:ADL297) Ng
吳偉發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fat (SFC:ADL297) Ng (吳偉發), a licensed former licensee with CE reference ADL297. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-05-05 | 2012-12-31 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-05-05 | 2012-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |