Siu Nam Wong
黃肇南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Nam Wong (黃肇南), a licensed Responsible Officer with CE reference ADM812. Currently licensed at 1 firm(s): Dongxing Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 37.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-05 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-06-05 | present |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-06 | 2025-05-16 |
| Maxa Capital Limited 邁時資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-01-06 | 2025-05-16 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-03 | 2023-01-06 |
| Maxa Capital Limited 邁時資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-03 | 2023-01-06 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 — Advising on securities | 2019-07-18 | 2022-05-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-09 | 2022-05-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-09 | 2022-05-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-21 | 2022-05-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-21 | 2022-05-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-10 | 2017-11-21 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-10 | 2017-11-21 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-10 | 2017-06-16 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-10 | 2017-06-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-25 | 2017-06-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-25 | 2017-06-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2016-01-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-10 | 2016-01-25 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-17 | 2015-10-27 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-17 | 2015-10-27 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-09 | 2011-04-18 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-09-09 | 2011-04-18 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-20 | 2010-09-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-20 | 2010-09-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-27 | 2010-07-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-05-27 | 2010-07-16 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-21 | 2008-02-04 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-09-21 | 2008-02-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-08-29 | 2008-02-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-05 | 2008-02-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-05 | 2005-08-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-12 | 2004-11-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-12 | 2004-11-02 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-02 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-06 |