Peter Douglas Morton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Douglas Morton ( ), a licensed former licensee with CE reference ADO886. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-27 | 2024-11-30 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-12 | 2024-11-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-27 | 2024-11-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-27 | 2019-11-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2015-05-19 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | present | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 — Asset management | present | 2003-11-26 |