Chi Hong Lau
劉子康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hong Lau (劉子康), a licensed Representative with CE reference ADQ001. Currently licensed at 1 firm(s): Corporate Brokers Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-20 | present |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-05-13 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-11 |