Yvonne Tak Yee Tai
戴德宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Tak Yee Tai (戴德宜), a licensed former licensee with CE reference ADU050. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-16 | 2025-04-09 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-26 | 2024-06-21 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-26 | 2024-06-21 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-08-27 | 2020-05-28 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-08-27 | 2020-05-28 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2009-07-13 | 2011-08-26 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2009-07-13 | 2010-07-23 |