Pieter van der Schaft
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pieter van der Schaft ( ), a licensed former licensee with CE reference ADW623. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-02 | 2016-10-26 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-11-28 | 2014-04-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-11-28 | 2014-04-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-11-28 | 2014-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2012-04-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-17 | 2012-04-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-10-26 | 2006-02-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-26 |