Qary Mau Fai Chan
陳茂輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qary Mau Fai Chan (陳茂輝), a licensed Responsible Officer with CE reference ADZ365. Currently licensed at 1 firm(s): Prime China Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-11 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 4 — Advising on securities | 2017-12-11 | present |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-04 | 2017-12-11 |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-04 | 2017-12-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-08 | 2017-03-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-08 | 2017-03-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-20 | 2004-01-06 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-20 | 2004-01-06 |