Carol Yuen Man Kee
祁婉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Yuen Man Kee (祁婉文), a licensed Responsible Officer with CE reference ADZ736. Currently licensed at 2 firm(s): Grit Securities Limited, Grit Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-14 | present |
| Grit Capital Limited 啟恒資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-17 | present |
| Grit Capital Limited 啟恒資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | present |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-24 | 2023-02-03 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-24 | 2023-02-03 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 — Asset management | 2022-01-24 | 2023-02-03 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-11 | 2021-11-28 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-11 | 2021-11-28 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-11 | 2021-11-28 |
| Blooming Securities Limited 富御證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-29 | 2020-01-23 |
| Wansom Securities (Hong Kong) Limited 融信證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-23 | 2018-12-18 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-08 | 2018-01-31 |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-03 | 2015-07-07 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-15 | 2014-09-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-06 | 2010-06-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-17 | 2009-07-25 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-30 | 2008-06-07 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-17 | 2007-08-30 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-23 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-23 |