Crisostomo Medardo Felicisimo Cultura
顧鎮廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Crisostomo Medardo Felicisimo Cultura (顧鎮廷), a licensed Representative with CE reference ADZ871. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-17 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2015-06-12 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-10 | 2015-06-12 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-12-10 | 2015-06-12 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-11-26 | 2012-12-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-14 | 2012-12-09 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-14 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |