Laurence Chi Ho Ma

馬志豪
CE No. AEA532 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurence Chi Ho Ma (馬志豪), a licensed Responsible Officer with CE reference AEA532. Currently licensed at 2 firm(s): Linkways Investment Management Limited, Linkways Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.

Licence history

FirmRoleRegulated activityFromTo
Linkways Investment Management Limited
嶺利投資管理有限公司
RO Type 1 — Dealing in securities 2024-02-20 present
Linkways Investment Management Limited
嶺利投資管理有限公司
RO Type 2 — Dealing in futures contracts 2024-02-20 present
Linkways Investment Management Limited
嶺利投資管理有限公司
RO Type 4 — Advising on securities 2024-02-20 present
Linkways Asset Management Limited
嶺利資產管理有限公司
RO Type 9 — Asset management 2024-02-20 present
Linkways Investment Management Limited
嶺利投資管理有限公司
Rep Type 1 — Dealing in securities 2023-12-28 2024-02-20
Linkways Investment Management Limited
嶺利投資管理有限公司
Rep Type 2 — Dealing in futures contracts 2023-12-28 2024-02-20
Linkways Investment Management Limited
嶺利投資管理有限公司
Rep Type 4 — Advising on securities 2023-12-28 2024-02-20
Linkways Asset Management Limited
嶺利資產管理有限公司
Rep Type 9 — Asset management 2023-12-28 2024-02-20
MFG Limited
峰滙金融集團有限公司
RO Type 9 — Asset management 2023-04-24 2023-09-30
MFG Limited
峰滙金融集團有限公司
Rep Type 9 — Asset management 2020-05-19 2023-04-24
MFG Limited
峰滙金融集團有限公司
RO Type 1 — Dealing in securities 2020-05-19 2023-09-30
MFG Limited
峰滙金融集團有限公司
RO Type 2 — Dealing in futures contracts 2020-05-19 2023-09-30
MFG Limited
峰滙金融集團有限公司
Rep Type 1 — Dealing in securities 2020-02-18 2020-05-19
MFG Limited
峰滙金融集團有限公司
Rep Type 2 — Dealing in futures contracts 2020-02-18 2020-05-19
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities 2014-01-07 2020-01-23
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2014-01-07 2020-01-23
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2014-01-07 2014-11-26
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 — Dealing in securities present 2013-12-09
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts present 2013-12-09
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 — Leveraged foreign exchange trading present 2013-12-09
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 4 — Advising on securities present 2004-08-05
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 5 — Advising on futures contracts present 2004-08-05
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance present 2004-08-05
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 7 — Providing automated trading services present 2003-09-02
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 9 — Asset management present 2004-08-05
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 9 — Asset management present 2004-08-05

Related