Ka Po Kwan
關嘉寳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Po Kwan (關嘉寳), a licensed Representative with CE reference AED278. Currently licensed at 1 firm(s): China Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-31 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-31 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-07-31 | present |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-25 | 2023-06-23 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-15 | 2015-09-17 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-07-15 | 2015-09-17 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-27 | 2010-07-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-30 | 2010-07-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2007-06-21 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |