Prem Haroomal Ramchand Samtani

CE No. AED838 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prem Haroomal Ramchand Samtani (), a licensed former licensee with CE reference AED838. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2011-02-01 2012-04-05
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2011-02-01 2012-04-05
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2011-02-01 2012-04-05
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2006-09-25 2012-04-05
Sofaer Global Research (HK) Limited Rep Type 4 — Advising on securities present 2004-08-09
Sofaer Global Research (HK) Limited Rep Type 6 — Advising on corporate finance present 2003-12-22
Sofaer Global Research (HK) Limited Rep Type 9 — Asset management present 2004-08-09

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