Prem Haroomal Ramchand Samtani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prem Haroomal Ramchand Samtani ( ), a licensed former licensee with CE reference AED838. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2011-02-01 | 2012-04-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-02-01 | 2012-04-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-02-01 | 2012-04-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2012-04-05 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | present | 2004-08-09 |
| Sofaer Global Research (HK) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | present | 2004-08-09 |