Paul Andrew Stewart Callaghan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Andrew Stewart Callaghan ( ), a licensed former licensee with CE reference AED970. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-07-22 | 2025-05-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-05-26 | 2025-05-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2017-05-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-12-05 | 2021-07-22 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-20 | 2016-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-11 | 2014-03-01 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-21 | 2006-06-01 |