Man Fai Ngai
倪文輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fai Ngai (倪文輝), a licensed former licensee with CE reference AEE761. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-15 | 2021-05-04 |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2020-09-15 | 2021-05-04 |
| Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-18 | 2019-02-28 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-12-21 | 2018-10-15 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-07 | 2018-10-15 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-07 | 2017-12-21 |
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-07 | 2018-10-15 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-22 | 2015-04-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2008-03-27 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2008-03-18 | 2012-03-23 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-19 | 2007-11-08 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-06-17 | 2005-11-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-17 | 2006-03-31 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2004-06-17 | 2006-03-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-09 |