Shuk Fan Poon
潘淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fan Poon (潘淑芬), a licensed former licensee with CE reference AEE926. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-06 | 2018-01-31 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-29 | 2016-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-04-30 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-18 |