Perry Kung Yao Lok

陸恭耀
CE No. AEF531 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Perry Kung Yao Lok (陸恭耀), a licensed Representative with CE reference AEF531. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2013-03-12 present
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-12-12 present
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 4 — Advising on securities 2011-08-15 2012-08-25
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2005-02-03 2012-08-25
iBest Securities Company Limited Rep Type 1 — Dealing in securities 2005-02-03 2012-08-25
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2005-02-03 2012-08-25

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