Luk Ting Kook
鞠祿婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luk Ting Kook (鞠祿婷), a licensed former licensee with CE reference AEG142. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-01 | 2013-09-25 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-01 | 2013-09-25 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2013-03-01 | 2013-09-25 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-22 | 2013-02-14 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-18 | 2012-08-28 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-09-18 | 2012-08-28 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2007-09-18 | 2012-08-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |