Prasoon Dayal
太白信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prasoon Dayal (太白信), a licensed Responsible Officer with CE reference AEH431. Currently licensed at 1 firm(s): Silver Spring Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Spring Capital Management Limited 銀泉資本管理有限公司 |
RO | Type 9 — Asset management | 2021-11-26 | present |
| Silver Spring Capital Management Limited 銀泉資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-07 | 2021-11-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-12 | 2012-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-12 | 2012-10-01 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-11-18 | 2009-11-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-30 | 2008-07-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-30 | 2008-07-16 |