Kwong Shing Lam
林廣成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Shing Lam (林廣成), a licensed former licensee with CE reference AEI041. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-28 | 2019-06-26 |
| Corporate Commodities Limited 協聯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-28 | 2019-06-26 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-13 | 2017-08-28 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-13 | 2017-08-28 |