Dixon Tit Chu Poon
潘鐵柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Tit Chu Poon (潘鐵柱), a licensed former licensee with CE reference AEI207. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GOHO International Asset Management Limited 國厚國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-28 | 2023-08-11 |
| GOHO International Asset Management Limited 國厚國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-28 | 2023-08-11 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2019-11-22 | 2020-01-21 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2019-08-19 | 2020-01-21 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2019-07-15 | 2019-08-19 |
| Yieldful Securities Limited 耀豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-17 | 2019-01-11 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-30 | 2017-03-27 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-22 | 2013-09-30 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-08-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2013-08-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-03-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-30 |